On Outage Probability and Diversity-Multiplexing Tradeoff in MIMO Relay Channels

Fading MIMO relay channels are studied analytically, when the source and destination are equipped with multiple antennas and the relays have a single one. Compact closed-form expressions are obtained for the outage probability under i.i.d. and correlated Rayleigh-fading links. Low-outage approximations are derived, which reveal a number of insights, including the impact of correlation, of the number of antennas, of relay noise and of relaying protocol. The effect of correlation is shown to be negligible, unless the channel becomes almost fully correlated. The SNR loss of relay fading channels compared to the AWGN channel is quantified. The SNR-asymptotic diversity-multiplexing tradeoff (DMT) is obtained for a broad class of fading distributions, including, as special cases, Rayleigh, Rice, Nakagami, Weibull, which may be non-identical, spatially correlated and/or non-zero mean. The DMT is shown to depend not on a particular fading distribution, but rather on its polynomial behavior near zero, and is the same for the simple "amplify-and-forward" protocol and more complicated "decode-and-forward" one with capacity achieving codes, i.e. the full processing capability at the relay does not help to improve the DMT. There is however a significant difference between the SNR-asymptotic DMT and the finite-SNR outage performance: while the former is not improved by using an extra antenna on either side, the latter can be significantly improved and, in particular, an extra antenna can be traded-off for a full processing capability at the relay. The results are extended to the multi-relay channels with selection relaying and typical outage events are identified.Comment: accepted by IEEE Trans. on Comm., 201

Diversity-Multiplexing Tradeoff in the Low-SNR Regime

An extension of the popular diversity-multiplexing tradeoff framework to the low-SNR (or wideband) regime is proposed. The concept of diversity gain is shown to be redundant in this regime since the outage probability is SNR-independent and depends on the multiplexing gain and the channel power gain statistics only. The outage probability under the DMT framework is obtained in an explicit, closed form for a broad class of channels. The low and high-SNR regime boundaries are explicitly determined for the scalar Rayleigh-fading channel, indicating a significant limitation of the SNR-asymptotic DMT when the multiplexing gain is small.Comment: accepted by IEEE Comm. Letter

From Multi-Keyholes to Measure of Correlation and Power Imbalance in MIMO Channels: Outage Capacity Analysis

An information-theoretic analysis of a multi-keyhole channel, which includes a number of statistically independent keyholes with possibly different correlation matrices, is given. When the number of keyholes or/and the number of Tx/Rx antennas is large, there is an equivalent Rayleigh-fading channel such that the outage capacities of both channels are asymptotically equal. In the case of a large number of antennas and for a broad class of fading distributions, the instantaneous capacity is shown to be asymptotically Gaussian in distribution, and compact, closed-form expressions for the mean and variance are given. Motivated by the asymptotic analysis, a simple, full-ordering scalar measure of spatial correlation and power imbalance in MIMO channels is introduced, which quantifies the negative impact of these two factors on the outage capacity in a simple and well-tractable way. It does not require the eigenvalue decomposition, and has the full-ordering property. The size-asymptotic results are used to prove Telatar's conjecture for semi-correlated multi-keyhole and Rayleigh channels. Since the keyhole channel model approximates well the relay channel in the amplify-and-forward mode in certain scenarios, these results also apply to the latterComment: accepted by IEEE IT Trans., 201

An Algorithm for Global Maximization of Secrecy Rates in Gaussian MIMO Wiretap Channels

Optimal signaling for secrecy rate maximization in Gaussian MIMO wiretap channels is considered. While this channel has attracted a significant attention recently and a number of results have been obtained, including the proof of the optimality of Gaussian signalling, an optimal transmit covariance matrix is known for some special cases only and the general case remains an open problem. An iterative custom-made algorithm to find a globally-optimal transmit covariance matrix in the general case is developed in this paper, with guaranteed convergence to a \textit{global} optimum. While the original optimization problem is not convex and hence difficult to solve, its minimax reformulation can be solved via the convex optimization tools, which is exploited here. The proposed algorithm is based on the barrier method extended to deal with a minimax problem at hand. Its convergence to a global optimum is proved for the general case (degraded or not) and a bound for the optimality gap is given for each step of the barrier method. The performance of the algorithm is demonstrated via numerical examples. In particular, 20 to 40 Newton steps are already sufficient to solve the sufficient optimality conditions with very high precision (up to the machine precision level), even for large systems. Even fewer steps are required if the secrecy capacity is the only quantity of interest. The algorithm can be significantly simplified for the degraded channel case and can also be adopted to include the per-antenna power constraints (instead or in addition to the total power constraint). It also solves the dual problem of minimizing the total power subject to the secrecy rate constraint.Comment: accepted by IEEE Transactions on Communication